public by such securities companies and derivatives broker. In this regard, the SEC Thailand assumes no responsibility for verification, examination or certification of completeness, accuracy and update of
of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of
-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains
level of transparency, requiring that the post issuance verification of the issuer’s performance against these targets be made publicly available. This can consequently expose the issuer’s strategy, goal
กองทนุเปิดไทยพาณิชย ์Autonomous Technology and Robotics 1 1. บรษิทัจดัการ : ชือ่ : บรษัิท หลักทรัพยจ์ัดการกองทนุไทยพาณชิย ์จํากดั ทีอ่ยู ่(ภาษาไทย) : ชัน้ 7 – 8 อาคาร 1 ไทยพาณชิย ์ปารค์ พลาซา่ เลขที
) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of governmental agencies for the development of financial products and
/ regulatory action 5. Advertising, raising customer awareness • One state regulator describes their role as making advisors reveal their “verification of misconduct” (costly verification) • Conditional on a
operators, for example, the number of shares held, shareholding proportion, trading account numbers. Verification data: Data for verification purposes, for example, trader codes. Work Areas Personal Data
relating to the financial aspect of business operators, for example, the number of shares held, shareholding proportion, trading account numbers. Verification data: Data for verification purposes, for
. 6/2557 Verification of Foreign Collective Investment Scheme and Announcement of Qualifying Scheme 02/06/2014 01/07/2014 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi