SEC Secretary-General Ruenvadee Suwanmongkol said: “The ESG-focused business practice and investment help to promote sustainable investment. This is a growing trend in capital markets around the
collaboration in addressing the growing threat of financial and investment scams. As part of the SEC’s commitment to solving this issue, the Investment Scam Hotline has been launched to facilitate more
}, the capital market investment consultant received trading orders from the person who was not owner of securities trading account without any written authorization letter. From the recorded conversation
Thavaramara said: ?The SEC strongly advises against pre-authorization on blank forms or documents of any kind to prevent investment consultants from using such documents to seek unlawful personal gains. Also
not to allow investment consultants to make investment decisions for them. In case of assigning other persons to send trading orders on investors’ behalf, a written authorization is required. In any
assign their authorization to the CFO? 3 Whether the firm has designated a Quality Control partner who takes ultimate responsibility for the firm’s QC system? If yes, Does the firm leadership provide the
: ...................................................... (…………………………………………….) Authorized person Date: ......................................... Remarks: 1. In case of authorization for submission of documents, a power of attorney is required. 2. In case of a juristic person, the
3.1 million during the quarter. Gross profit margin from both sales of goods and rental and rendering of services increased from 24.9% to 27.1% due to an growing gross profit from rental and rendering
24.1% due to an growing gross profit from rental and rendering of service which increased by 65.8% from THB 14.0 million to THB 23.3 million, whilst gross profit from sales of goods decreased by 6.6
growing and becoming an important factor for driving the economy and the prosperity of the country due to its direct involvement with customers, business partners, shareholders or creditors, while the