relations. The SFC is the principal regulator of the securities and futures market in Hong Kong and the primary authority for regulating retail funds offered to the public in Hong Kong. The role of the SFC is
Authority, United Arab Emirates.
, addressing major offenses within the SEC's authority. The event was held at Mövenpick Siam Na Jomtien Pattaya Hotel from 13-15 November 2023.
Secretary-General assumes office 01/03/2023 SEC, UN Women and TLCA jointly host a seminar on “Leadership Role and Sustainable Business” 10/01/2023 The UK and the SEC Thailand sign new MoU on Financial
Secretary-General assumes office 01/03/2023 SEC, UN Women and TLCA jointly host a seminar on “Leadership Role and Sustainable Business” 10/01/2023 The UK and the SEC Thailand sign new MoU on Financial
Secretary-General assumes office 01/03/2023 SEC, UN Women and TLCA jointly host a seminar on “Leadership Role and Sustainable Business” 10/01/2023 The UK and the SEC Thailand sign new MoU on Financial
), the Accounting and Corporate Regulatory Authority of Singapore ( ACRA), and the SEC Thailand . Cooperation with Foreign Regulators The SEC places a strategic focus on proactive alliance with
the Capital Market on October 1, 2010, the SEC has continuously performed both firm-level inspections and engagement inspections of the auditors under its authority with major concerns and findings from
partner or equivalent affiliated with the audit firm; 2. I or a person with equivalent authority in the audit firm, the audit firm, other partners or equivalent, other licensed CPAs, or assistant auditors
affiliated with the audit firm; 2. I or a person with equivalent authority in the audit firm, the audit firm, other partners or equivalent, other licensed CPAs, or assistant auditors in the audit firm who has