domestic authorities to exchange information and discuss development and monitor systemic risks of Thailand's financial system. Such cooperation is conducted under three Regulators Working Groups, comprising
proceedings instituted by the authorities in accordance with law on protection and suppression of money laundering; (4) was convicted by the court’s final judgment on the offences relating to property committed
documents, and contact with the relevant authorities or regulatory agencies, such as, the Department of Business Development, Ministry of Commerce, the Office of the Securities and Exchange Commission, the
potential to support businesses to access the capital market. In addition, we will cooperate locally with Khon Kaen and authorities in the economic sector in Khon Kaen, consisting of the Khon Kaen Chamber
capital market should be protected by relevant authorities in a correct and proper manner. There should also be measures in place to prevent problems when investors use services by different providers
) MinistrialNotificationMNSEAPVD-8Notification proceedings instituted by the authorities in accordance with law on protection and suppression of money laundering; (4) was convicted by the court’s final judgment on the offences
institution that already operates under the supervision of other regulatory authorities prior to obtaining a derivatives business license. (b) Change of position of the person who has already been approved by
(1) (2) and (3) must be in accordance with the guidelines prescribed by the anti-money laundering authorities. Clause 15. Where it is found that a customer, including his ultimate beneficial owner or
(1) (2) and (3) must be in accordance with the guidelines prescribed by the anti-money laundering authorities. Clause 15. Where it is found that a customer, including his ultimate beneficial owner or
& territories (NCCTs). The information in (1) (2) and (3) must be in accordance with the guidelines prescribed by the anti-money laundering authorities. Clause 15. Where it is found that a customer, including his