Chartered Financial Analyst (CFA) or Certified Investment and Securities Analyst (CISA) or any other equivalent certificates as approved by the Office, or 3. Being permitted by a foreign capital market
risks to be of significance, which are: accessing to the information and computer system by an unauthorised person, an authorised person is unable to access to the information in the computer system in
distribution for investors and issuers respectively. The framework enables fund managers operating in a member jurisdiction to offer a CIS constituted and authorised in that jurisdiction to retail investors
effectiveness shall be in accordance with the following criteria: (1) the Hong Kong Covered Management Company has been approved to offer for sale of a Hong Kong Covered Fund under HK- TH MRF to the public in
Bank Public Company Limited (the “Bank”) held on 11 December 2019 which approved an entering into a Conditional Share Purchase agreement (“CSPA”) among the Bank, Standard Chartered Bank (“Standard
the case of compliance with the written approval by the authorised person, including consistently reviewing such privilege. [ M] · For the necessary case that employ the privilege user, there shall be
compliance with the written approval by the authorised person, including consistently reviewing such privilege. [M] o For the necessary case that employ the privilege user,3 there shall be control strictly
ควบคุมการเข้าถึงข้อมูลและระบบ IT (access control ) หน้า 31 ข้อ 2.5.3 กำหนด https://publish.sec.or.th/nrs/9602p.docx HouseStyle management of the digital token offeror, whether de facto or as authorised by
’ Meeting No. 3/2018 of Bangchak Corporation Public Company Limited (the “Company”) held on Wednesday, February 28, 2018, has resolved to approve the following material matters: 1. Approved to propose to the