a number of orders via mobile phone. For {B}, the SEC probed into the case and found that she failed to keep complete record of a number of a client's securities trading orders and admitted that the
had received the trading orders from the client's authorized person via mobile phone. The SEC further probed into the case and found communication record between {A} and the client's authorized person
order form (Form F8) despite the fact that those trading orders were made via mobile phone. Use of Form F8 therefore was inappropriate submission of trading orders because such Form must be used in
Holding Company investing in retail business such as mobile phone distribution and accessories, non-performing debt management, real estate development, hire purchase (associated company), personal loan
phone number to Land and Houses Bank Public Company Limited’s accounts. 3.4 Automatic Teller Machine Service (ATM) provides withdrawal services, money transfer within the bank, money transfer to the
Service is a new service to transfer funds for reducing the cash handing by linking the citizen ID card or mobile phone numbers with LH Bank’s account number to transfer or receive money easily. 3.4
new service to transfer funds for reducing the cash handing by linking the citizen ID card or mobile phone numbers with LH Bank’s account number to transfer or receive money easily. 3.4 Automatic Teller
phone number to Land and Houses Bank Public Company Limited’s accounts. 3.4 Automatic Teller Machine Service (ATM) provides withdrawal services, money transfer within the bank, money transfer to the
as an attractive venue for local and regional fund mobilization by streamlining the securities offering and ongoing process which includes pre-fundraising screening, effective trading monitoring system
statements every six months, from once a year, (4) improving the characteristics of the summary of important information of bonds, which are called “factsheets”, to become more precise, concise, attractive