issuing this Notification is to ensure that the person granted a license to be derivatives broker possesses strong financial position and reliability. It is, therefore, deemed necessary to determine the
____________________________________________________________________ Remark: The rationale for issuing this Notification is to determine an undertaking not deemed as a derivatives dealer to cover offer to trade or trade in derivatives for his own account with person
per share, totaling transaction value of Baht 1,695 million (“The Acquisition”), and the authorization of directors and/or any person authorized to have power to determine and perform any procedure
Commission __________________________________________________________________ Remark: The rationale for issuing this Notification is to determine fee for business undertaking for licensee to undertake business
less than 7% of general liabilities and clients? margin for derivatives transactions. Margin Requirements: Derivatives agents must clearly determine (1) open position limit for each client, and (2) rate
alternative, the SEC will revise the regulations to determine investment proportion in infrastructure fund?s investment units in line with risk diversification criteria applicable to other assets as follows:? A
placement (PP), must clearly determine, in the terms and conditions of such convertible debentures, an agreement on damages arising from the company?s failure to provide sufficient amount of shares for
allowed to invest in derivatives only for hedging. Furthermore, for provident funds with a ?do it yourself? (DIY) policy that allow the fund members to determine their own investment proportion in
Socatiyanurak said, ?The SEC and 13 alliances determine to supervise and develop financial products and services under their respective jurisdictions to improve the quality of life through saving discipline
subsidiaries and Acquisition of Ordinary Shares in A.T.P. Friend Service Co., Ltd. 08/11/2021 07:19 Additional Acquisition of ordinary shares in A.T.P. Friend Services Co., Ltd 02/07/2021 07:56 Determine the