decision making, preventing frauds, and promoting exercise of investors? rights. The SEC also aims to promote independent investment advisory business and develop a more efficient mechanism for dispute
disposition of Planet’s ordinary shares transaction is an appropriate and beneficial to the Company on a long-term basis, and no disagreement to the Company’s Board of Directors has been raised by the Company’s
proportion to their shares to STRR Engineering Company Limited; and if the sale of shares is completed, it is considered that a dispute resolution between the parties and neither party is fascinated in
be bound by the arbitrator’s decision, a dispute may be settled through arbitration. 2 Listed company means a company listed on the Stock Exchange of Thailand. Samples of matters under the SEC
■ Investor Education Program 4 6 8 10 12 [ APPENDICES ] Board of the SEC Executive Officers of the Office of the SEC List of Sub-committees Capital Market Performance 1999 - 2001 Dispute Settlement through
efficient complaint handling system for the settlement of dispute, such as act in compliance with the notification of the Securities and Exchange Commission governing determination for securities company
efficient complaint handling system for the settlement of dispute, such as act in compliance with the notification of the Securities and Exchange Commission governing determination for securities company
securities company conducts an offence relating to misleading its financial status or actual performance; (6) have an efficient complaint handling system for the settlement of dispute, such as act in
Agreement. In case there are changes in the dispute settlement agreement, the Board of Directors shall be authorized to consider approving amendment in accordance with the results of the final negotiation and
. 4.2 Having a system for handling clients’ complaints and dispute resolution efficiently, for instance, compliance with the Notification of the Capital Market Supervisory Board concerning Rules on Duty