Authorized Director and Manager of Securities and Derivatives Business Operator
Authorized Director and Manager of Digital Asset Business Operator
Authorized Director and Manager of Digital Asset Business Operator
Qualifications of Debenture Holders’ Representatives and Authorized Actions of Debenture Holders’ Representatives (codified)
hereunder as evidence. Signature: ...................................................... Signature: .................................................. (…………………………………………….) (…..…………………………………….) Authorized
: .................................................. (…………………………………………….) (…..…………………………………….) Authorized person Authorized person Date: ......................................... Date: ....................................... Signature: ...................................................... Signature
had received the trading orders from the client's authorized person via mobile phone. The SEC further probed into the case and found communication record between {A} and the client's authorized person
Bangkok, September 10, 2014 - The SEC sanctioned five former capital market personnel of RHB OSK Securities (Thailand) Plc., where {A} was barred from holding any securities company management
violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. Therefore, the SEC sanctioned Benjawan from her duty as the personnel in the capital market and
Mr.Suthep Akkawuthikrai Mr. Suthep Akkawuthikrai, a former authorized director of Picnic Corporation Plc. (“PICNI”), colluded with Mr. Suriya Lapvisuthisin, as an instigator, with two other PICNI