the applicant. The original shareholders in Paragraph 1 shall mean the shareholders whose names are on the applicant’s shareholder list as submitted to the Ministry of Commerce. Clause 5 In the case
the SEC Office. Clause 6 In applying for the derivatives exchange license, the applicant shall allow and facilitate persons designated by the SEC Office to access the applicant’s place of business or
Office of the Securities and Exchange Commission (SEC Office) In this Application, we Full name (in Thai) Full name (in English) Passport No. E-mail Address Mobile phone Status of the Applicant General
or any other circumstances indicating the applicant’s financial hardship, including not having any reasonable ground to believe that the applicant has any deficiency or inappropriateness regarding the
to cause damage or any other circumstances indicating the applicant’s financial hardship, including not having any reasonable ground to believe that the applicant has any deficiency or
from the date on which the SEC Office notifies the applicant of the result of such consideration. Upon the expiration of timeframe prescribed by under Paragraph 1 or applicant’s compliance with the
following suspicious grounds, the SEC Office may not grant approval for the offer for sale of the debt securities: (1) the applicant or the offer for sale of the debt securities has the characteristics or