the Securities and Exchange Commission No. KorThor 59/2543 Re: Rules, Conditions and Procedures for Securities Borrowing and Lending (No. 3) dated 23 November 2000. As added by the Notification of the
) dated 23 November 2000. 2 As added by the Notification of the Securities and Exchange Commission No. KorThor 12/2542 Re: Rules, Conditions and Procedures for Securities Borrowing and Lending (No. 2) dated
Procedures for Securities Borrowing and Lending (No. 3) dated 23 November 2000. 2 As added by the Notification of the Securities and Exchange Commission No. KorThor 12/2542 Re: Rules, Conditions and Procedures
company stated in sub clause (1). Clause 5 The company as mentioned in Clause 4, shall submit the application form attached to this Notification to the SEC Office together with the relevant evidentiary
the PVD factsheet of the newly added investment policy before offering such investment policy to PVD’s fund committees. For a pooled fund, the AMC would be required to disclose the PVD factsheet of the
Clause 16 shall come into force from 1 January 2002. (see note attached hereto) Clause 2. The followings shall be repealed: (1) Notification of the Office of the Securities and Exchange Commission No
Notification shall come into force from the day following the date of its publication in the Government Gazette except Clause 16 shall come into force from 1 January 2002. (see note attached hereto) Clause 2
The provisions proposed to be added are as follows: (1) Provision that will require the association to operate its affairs in accordance with the rules prescribed by SEC Board. If
services as permitted under their licenses. In addition, units of ASEAN collective investment scheme (ASEAN CIS) will be added as permissible securities. The consultation paper is available on www.sec.or.th