Definition of “Executives” under Chapter 3/1 of the Securities and Exchange Act B.E. 2535 (1992) as Amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008)
customer to secure the performance of derivatives contract when a derivative position is initiated; (4) “ maintenance margin ” means the minimum amount of assets to be maintained by a customer as long as the
customer to secure the performance of derivatives contract when a derivative position is initiated; (4) “maintenance margin” means the minimum amount of assets to be maintained by a customer as long as the
customer to secure the performance of derivatives contract when a derivative position is initiated; (4) “maintenance margin” means the minimum amount of assets to be maintained by a customer as long as the
dropped because of the regulation is amended The law has been amended in a way that favors dropping the charge. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 23/06/2022
> Ministerial Regulations > MRSArchive Ministerial Regulations SHARE : Detail Content Archive No. Title 2 Financial Institution Eligible to Apply for Securities Business License B.E. 2536 (amended
derivatives exchange license shall be in the Form attached herein. Clause 81 Repealed. Clause 9 A licensee for operating a derivatives exchange shall commence its 1 Amended by the Notification of the Securities
a duty required to be performed. charge is dropped because of the regulation is amended The law has been amended in a way that favors dropping the charge. SEC Act S.300 in conjunction with 33 Criminal
activity reports. 7. The system of public oversight shall be adequately funded. The funding for the public oversight system shall be secure and free from any undue influence by statutory auditors or audit
Notification No. TorJor. 21/2551 prior to connected transaction rules, dated August 11, 2008 (as amended) and the Notification of the board of governors of the Stock Exchange of Thailand prior to Disclosure of