its possession; 2. investing in or holding securities for investment by the securities company itself; 3. bearing a responsibility for the clearing and settlement for securities. (2) twenty-five million
: Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities 31/07/1997 4. Circular 14/2548 31/08/2005 Contact The Securities and Exchange Commission, Thailand
its possession; 2. investing in or holding securities for investment by the securities company itself; 3. bearing a responsibility for the clearing and settlement for securities. (2) twenty-five million
Fund may invest or have in Possession (Repealed) Appointment of the Settlement Committee under the Provident Fund Act B.E. 2530(Repealed) Appointment of the Settlement Committee under the Provident
, have become liable to possession of untrustworthy characteristics of director or executive of securities issuing company and listed company pursuant to the Notification of the Securities and Exchange
10 In case of applying for work recontinuation after completing suspension term due to possession of prohibited characteristics. − − ✓ Remarks: 7 Application must be submitted within 5 years as from
In case of applying for work recontinuation after completing suspension term due to possession of prohibited characteristics. − − ✓ Only examination on related rules is required. − − ✓ Remarks: 6
renewal of approval.5 10 In case of applying for work recontinuation after completing suspension term due to possession of prohibited characteristics. − ✓ Only examination on related rules is required
remark 1)2 10 In case of applying for work recontinuation after completing suspension term due to possession of prohibited characteristics. − ✓ Only examination on related rules is required. − − 11 In case
of commercial bank, securities company or financial institution established under specific law due to the lack of qualifications or the possession of prohibited characteristics pursuant to the law