for the computer operation such as procedure for open-close system, procedure for assessment, procedure for monitoring the operation system effectiveness and compliance schedule etc. and modify
effectiveness and compliance schedule etc. and modify procedure or compliance guideline up to date. [M] o Determining a computer operation comply via menu and limit the operation by using command line as
Rules for Operation of Derivatives Exchange
Rules for Operation of Derivatives Clearing Houses
Outsourcing Function related to Business Operation to Third Party
Printable Format - Laws and Regulations Guideline on the commencement for operation of securities / derivatives business
Work System, Contact with Investors and General Business Operation of Trustees
Rules, Conditions and Procedures for Controlling Operation of Securities Underwriting (No. 3)
Rules, Conditions, and Procedures for Operation of Securities Clearing Houses and Central Securities Depositories
Rules, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party