Clause 8, a securities underwriter shall not allocate securities to the following persons: (1) itself or a co-underwriter; (2) a director, an executive, a major shareholder, a controlling person, a parent
securities underwriter shall not allocate securities to the following persons: (1) itself or a co-underwriter; (2) a director, an executive, a major shareholder, a controlling person, a parent company, and a
for securities of which it makes underwriting. 4 Clause 6. Subject to Clause 8, a securities underwriter shall not allocate securities to the following persons: (1) itself or a co-underwriter; (2) a
Section 130 Securities and Exchange Act B.E. 2535 Section 130. Upon the dissolution of the mutual fund, the securities company shall appoint a liquidator to collect and distribute assets to the
a d to have th Business Deve ’s order in or of Shareholde ny up to 267,7 mpany proport o 1 newly issue 41,890,754.6 r the first al ny shall alloca ng and at the ll allocate the areholder exp shares
there are shares unsubscribed from the first round of allocation, the Company will re-allocate those unsubscribed shares to the shareholder who wishes to over subscribe the shares exceeding their right in
fraction shall be disregarded, and in the case where there are shares unsubscribed from the first round of allocation, the Company will re-allocate those unsubscribed shares to the shareholder who wishes to
allocation, the Company will re-allocate those unsubscribed shares to the shareholder who wishes to over subscribe the shares exceeding their right in accordance with their shareholding ratio until all shares
apply in that investment in each bond issuer must not exceed 25% of the fund?s NAV. The funds will be required to clearly disclose investment policy and risk level in the prospectus, allocate investment