regular review as to adequacy of measure and system for preventing and managing conflicts of interest as prescribed in sub clause (2). Additionally, in case there is an occurrence affecting the preventing
Financial Reporting 5. Transactions and Trends 6. Audit risks related to audit firms 1. Economic Environment Oil and gas prices : impacting not only oil and gas companies but also others with significant
Bangkok, October 16, 2015 ? The SEC will pay a closer attention to investors? behaviors and factors influencing their decision making as more studies show rationality is not the only criterion for
introduced under the revised regulations enabling the issuer to make several offers for sale of debt securities by simply filing securities? features and additional information in case of the event affecting
issues that are affecting its business operation.Specifically, the SEC is instructing IFEC to ensure that the company and the subsidiaries will prepare the respective financial statements, have the auditor
SEC Secretary-General Ruenvadee Suwanmongkol said that the ongoing spread of COVID-19 is affecting some securities companies and derivatives business operators to the point that it is necessary to
SEC Secretary-General Ruenvadee Suwanmongkol said that the ongoing spread of COVID-19 is affecting some securities companies and derivatives business operators to the point that it is necessary to
" " (0 รายการ) Sourced By : Latest Oldest 1 2 3 4 5 6 7 31/07/2024 SEC participates in “Digital Asset Regulations and Trends Affecting Businesses” seminar at the DiGi-X Executive Leadership Program
and Trends Affecting Businesses” seminar at the DiGi-X Executive Leadership Program, University of the Thai Chamber of Commerce 30/07/2024 SEC media briefing on law enforcement and Thai ESG revised
Bill of Exchange (B/E) due at the end of the year 2016. Such knowledge was considered as a material fact negatively affecting the price of IFEC securities. He took advantage of other investors by