Prioritise Advancing the Best Interest of Clients 40 Principle 3 Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies 42 Principle 4 Apply Enhanced Monitoring of and
. Big data and digitalization are both advantageous. 3 25 Enhance incentive for low- and middle-income workers 1 Policy implications 11 24 Bottom 80% Top 20% Estimate of average incentive to invest in SSF
SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
responsive to the different needs of market participants without unfairly advancing the interests of any particular group to the disadvantage of others; Promptly deal with identified issues and misconduct
repeatedly insists that transactions with significant size be done quickly, client repeatedly insists to process transactions at prices that are not advantageous or competitive, terms and conditions of
advantageous or competitive, terms and conditions of transactions are unnecessarily complex; (7) the client places both buy and sell orders in proximate prices and time, which may be deemed that he intends to
process transactions at prices that are not advantageous or competitive, terms and conditions of transactions are unnecessarily complex; (7) the client places both buy and sell orders in proximate prices
independently and without bias, advancing beneficiary or client interests as their primary obligation. Governing bodies, and where relevant, individuals in a fiduciary position of responsibility for ultimate
for several artists-- such as Jennifer Kim Diva Chinatown concert, Tata Young My perfection Concert—while the radio media channel providing direct access to end consumer is advantageous to NEXT as the
several artists--such as Jennifer Kim Diva Chinatown concert, Tata Young My perfection Concert—while the radio media channel providing direct access to end consumer is advantageous to NEXT as the concert