Collective Investment Schemes (CIS) Framework. The Framework enables fund managers operating in one jurisdiction to offer funds constituted and approved in that jurisdiction to retail investors in the other

Bangkok, July 18, 2013 ?The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against (1) Maris Tarab, former managing director of ING Funds (Thailand) Co., Ltd. (ING Funds) and former fund manager of T.U. Dome Residential Complex Fund (T.U. Dome Fund), (2) Burim Chombhubol, another former T.U. Dome fund manager, (3) Bania Co., Ltd., (Bania) and (4) Suthapa Khemaprueth, managing director of Bania Co., Ltd.Following the routine inspection, the SEC found  that T.U....

financial statements via the Electronic Information Transmission System of the Stock Exchange of Thailand (SET) in August 2018.  The misconduct of the four current and former executives and directors* is

opening speech and Mr. Kulvech Janvatanavit, President of the Thai Institute of Directors, gave a lecture titled “Roles, Duties and Challenges of Directors and Executives of Listed Companies in the 21st

speech and Mr. Kulvech Janvatanavit, President of the Thai Institute of Directors, gave a lecture titled “Roles, Duties and Challenges of Directors and Executives of Listed Companies in the 21st Century

detail before attending the meeting on 15 March 2020 and exercising the voting right to protect own interest. They should also ask the company’s directors and executives to clarify the reasonability of

remaining 20 million baht was used for the benefit of {A} and {D}. Such demeanors were deemed seeking benefits for oneself or other persons illegally.  The acts of such former directors and executives of

Bangkok, 20 April 2017 ? The SEC has filed a criminal complaint against former directors and executives of Triton Holding Public Company Limited (TRITN) (previously named Live Incorporation Public

Bangkok, October 6, 2015 ? The SEC filed a criminal complaint against Penkae Katekaew and Tan Lethi with the Department of Special Investigation (DSI) for collusively seeking unlawful gain causing damage to Bliss-Tel Public Company Limited (BLISS). The SEC found that Penkae and Tan, then holding position as BLISS investment board members having power to make securities investment decision and approval on behalf of the company, had collusively sought unlawful gain causing damage to BLISS. They de...