to undertake securities business in the category of mutual fund management. “Open-end fund” means a mutual fund which accepts the redemption of investment units, established and managed by a management
a natural person appointed as an agent who sells or accepts redemption of investment units. Nevertheless, delegation is permitted for the function of disseminating or distributing documents or
. (UNOFFICIAL TRANSLATION) 8 Clause 17. The securities company shall not delegate the function of advertising to a natural person appointed as an agent who sells or accepts redemption of investment units
advertising to a natural person appointed as an agent who sells or accepts redemption of investment units. Nevertheless, delegation is permitted for the function of disseminating or distributing documents or
accepts redemption of investment units. Nevertheless, delegation is permitted for the function of disseminating or distributing documents or advertisements produced by the securities company. Clause 14. In
been appointed; The Office may extend the time period specified in the first paragraph as deemed necessary and reasonable, Clause 13. After the Office accepts the registration of the dissolution of the
has been appointed; The Office may extend the time period specified in the first paragraph as deemed necessary and reasonable, Clause 13. After the Office accepts the registration of the dissolution of
moment, the SEC official who accepts the application and the applicant must sign their names on the record of defect and the list of evidentiary documentation, and a period of time for the applicant to fix
company shall not delegate the function of advertising to a natural person appointed as an agent who sells or accepts redemption of investment units. Nevertheless, delegation is permitted for the function