return any gains from the wrongdoings.* Mr. Thanawat came in to acknowledge the civil sanctions, but did not consent to comply with the punishment terms within the specified time. The SEC has
business operators to understand and acknowledge all information, both personal and non-personal, they hold, and utilize it for their maximum benefits in line with such act. These suggestions will also
://publish.sec.or.th/nrs/4317pe.doc Readers should be aware that only the original Thai text has legal force and that this English trans office or a full-service branch office for approval; (3) accept or deliver money
baht and retained earnings (334.04) million baht. 6. The details of the connected persons and of related persons : -Non- 7. The directors of the board of committee has resolved to accept this due by
allowing such transaction; (5) sell securities without having possession, or without receiving an order to sell from another person, unless the SEC issues a notification allowing such transaction; (6) accept
earnings (681) million baht. 6. The details of the connected persons and of related persons : -Non- 7. The directors of the board of committee has resolved to accept this due by reasonable. 8. The nature and
functioning as a capital market investment consultant ends on 31 December 2017, the suspension period shall end simultaneously. In addition, the SEC shall not accept his new application for approval as capital
involves issuance of capital shares and change of the controlling power. Thus, the shareholders should decide for themselves whether to accept or exempt a tender offer for all securities of the business
his approval has already expired since 31 December 2016, the SEC will not accept his future application for approval as capital market personnel for the next 10 years.KBANK has already terminated
Laddawan's and Orapin's for 0eight years each. In addition, {A}' s application for approval as investment consultant has been rejected, and the SEC will not accept her future applications for approval as