knowledge-building activities were conducted in various formats, including academic seminar, production of financial and investment knowledge materials for online dissemination, event organization for the
creditable and be in line with the academic standards, and an aggregate value of such assets shall not be less than 75 percent of the total value of the trust units offered for sale, including the amount of
academic qualification of a bachelor’s degree in accounting and are members of the FAP, in the total number of not less than five persons who shall work full-time for the audit firm. As for the certified
protection, consumer protection, and dispute resolution. Providing legal assistance to defrauded investors in capital market is equal to providing protection for public interest. The wrongful acts in
with the laws. Previously, on 8 December 2020, SEC and Faculty of Law, Chulalongkorn University had signed MOU on academic cooperation for personal data development to enhance the level of personal
symposium. More than 300 participants from both public and private sectors in the capital market as well as academic sector attended this event which held at World Ballroom, Centara Grand at Central World
charge; otherwise, a civil lawsuit is an option. The SEC has no authority to handle a claim for compensation or proceed with a civil dispute. Should you need legal advice on such matters, please contact a
3 The derivatives dealer shall enter into an agreement with the client in writing at the time agreed upon to provide services to the client to arrange for a dispute resolution by an arbitration
103 The derivatives dealer shall enter into an agreement with the client in writing at the time agreed upon to provide services to the client to arrange for a dispute resolution by an arbitration