Commission, the administrative panel or the Office to undertake or refrain from undertaking any act, as the case may be. (5) for the period of twelve months prior to the date the branch office starts its
operation, or not being ordered by the Securities and Exchange Commission, the administrative panel or the Office to undertake or refrain from undertaking any act, as the case may be. (5) for the period of
collective investment scheme under this Notification, the SEC Office may order securities company to rectify, act or refrain from any action for the purpose of complying with this Notification. Clause 13. This
scheme under this Notification, the SEC Office may order the securities company to rectify, act or refrain from acting for the purpose of complying with this Notification. Clause 13 This Notification shall
or the service provider does not have qualifications as specified in Clause 3 or Clause 5, the Office may order the derivatives broker to rectify, do or refrain from doing any acts related to
with this notification or the service provider does not have qualifications as specified in Clause 3 or Clause 5, the Office may order the derivatives broker to rectify, do or refrain from doing any acts
Office may order the derivatives broker to rectify, do or refrain from doing any acts related to derivatives investor contact service or back office service from service provider. Notified this 8th day of
specified in Clause 3, the Office may order such securities company to rectify, do or refrain from any act related to the using of back office service from service provider. Clause 11. Securities company