to undertake securities business under the first paragraph may be commenced after having been given an approval of the Minister upon the recommendation of the SEC. A merger of securities companies
. SEC Deputy Secretary-General Sirivipa Supantanet said: “Merger and acquisition (M&A) is a key mechanism for strengthening competitiveness and creating opportunities for business sectors. In this
(352.18%), due to GWM has become the Company Group’s subsidiary since March 2018, only its 1 month turnover is able be combined with the quarterly financial statement ended on 31 March 2018, but the
number or value of investment units; (2) fees or expenses imposed on investors; (3) merger or amalgamation of mutual funds ; (4) acceptance of debt repayment in the form of securities or other assets by
or value of investment units; (2) fees or expenses imposed on investors; (3) merger or amalgamation of mutual funds; (4) acceptance of debt repayment in the form of securities or other assets by funds
support business continuity with suitability, reliability and effectiveness in order that the intermediaries are able to service with the best interest of customers and that the intermediary’s personnel are
continuity with suitability, reliability and effectiveness in order that the intermediaries are able to service with the best interest of customers and that the intermediary’s personnel are able to work
e-service Online Submission See canceled document Others (Securities Business) >> Separation of Securities and Finance Businesses & Merger (section 90) Type Title Section See Document Status