comprehensive risk management principles and policies, a risk-aware culture Bank-wide, as well as good corporate governance. All of the above endeavors and satisfactory operating performance, together with sound
หลักทรัพย์ควรจำกัดการทำธุรกรรมที่เกี่ยวข้องกับหลักทรัพย์ในบัญชี restricted list ซึ่งรวมถึง การห้ามพนักงานซื้อขายหลักทรัพย์นั้นเพื่อบัญชีตนเอง ทั้งนี้ บริษัทหลักทรัพย์สามารถเพิกถอนรายชื่อหลักทรัพย์ดัง
enables easy and instant access to a wide variety of investment options, including those innovative ones. In addition, publicity of alerts and warnings to raise awareness and educate people about
: rangrong@sec.or.th or nattasasi@sec.or.th. In addition, SEC plans to officially launch the Wealth Advice for All Project in September 2018 to raise awareness in a wide range of people and a list of
betterment of our society” Mary Leung, CFA, Head, Advocacy, Asia Pacific, CFA Institute, said, “Within the wide-ranging discussions about ESG issues, CFA Institute is specifically focused on the quality and
financial instruments in 3Q2018 were Baht 464 million, an increase of 45% from 3Q2017, due to an improved performance of the Company’s wide range of investments. 2.Expenses 2.1 Employee benefits expenses The
เอกสารการกำหนด xx ) ☐ ไม่มี 3. บริษัทมีการกำหนด issuer/counterparty limit รวมทุกกองทุน (Firm-wide) หรือไม่ ☐ มี ( โปรดแนบเอกสารการกำหนด xx ) ☐ ไม่มี 4. บริษัทมีการกำหนด sector limit รวมทุกกองทุน (Firm-wide
gaining wide acceptance and recognition at home and abroad, as reflected in the numerous awards we received in this quarter. C Contents Page Executive Summary A 1. Overview of Operating Environment 1 1.1
prohibited or restricted investments. Other funds may have their ESG efforts developed by a fund board of directors working to establish ESG priorities that address portfolio risk issues or respond to concerns
million or 83.9% compared to the same period last year, primarily due to world-wide travel restriction especially by the commercial plane since the end of March up to now resulting no international traveler