clear such transactions through his securities trading account on continual basis and in concealment to mislead the general public to believe that UMI shares were purchased or sold in great volume at that
notifications has taken suggestion from all parties, including listed companies, potential issuers, and investors, into consideration intended to provide clear and sufficient information for investors without
exercise her duty with care. In addition, she tried to rectify the mistake immediately but the revised information appeared in the news was not clear enough. In this regard, the committee advised the SEC to
evidence that the company?s owners and some employees had formerly worked for Best Point Associate Co., Ltd. and Victor Corporation (Thailand) Co., Ltd. against which the SEC had previously filed complaints
and deter money laundering.ICO issuers must be a company established under Thai law, with a clear business plan, audited financial statements, clear rights for digital token holders, source code
approved, SEC will begin assessing digital token offer of ICO issuers.ICO issuers must be companies established under the Thai legal jurisdiction, with clear business plan and clear rights for digital
management companies with clear operational direction toward achieving net-zero emissions, supporting the sustainable growth of Thailand’s fund and capital market industry. Ms. Nataya Niyamanusorn, SEC
profiles. As mutual funds? features have become increasingly complicated, it is imperative that investors have clear and accurate understanding about the products and their associated risks. This is to help
of such characteristics and the necessity of SEC discretion ? (1) no discretion needed because of clear incidents of inappropriateness, (2) partial discretion needed in cases where reference is made to
Mekong Sub-region (GMS) countries, namely, Cambodia, Laos and Myanmar. Under the revised rules, investment diversification will be relaxed while clear and adequate information on GMS instruments must be