Which Are Not Deemed an Undertaking of Derivatives Busin
Not Deemed An Undertaking of Derivatives Exchange and ...
Securities and Exchange Commission No.KorKhor.5/2551 Re: Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation
Commission, the administrative panel or the Office to undertake or refrain from undertaking any act, as the case may be. (5) for the period of twelve months prior to the date the branch office starts its
Commission, the administrative panel or the Office to undertake or refrain from undertaking any act, as the case may be. (5) for the period of twelve months prior to the date the branch office starts its
operation, or not being ordered by the Securities and Exchange Commission, the administrative panel or the Office to undertake or refrain from undertaking any act, as the case may be. (5) for the period of
: (1) 100 million baht for undertaking securities business with the obligation towards clearing and settlement system; (2) 25 million baht for undertaking securities
No. 23) (Repealed) Concerning Approval on Undertaking of Securities Business in the Category of Mutual Fund Management B.E. 2545 (Repealed) Concerning Approval on Undertaking of Securities
responsibility must be lived up with to boost confidence and upgrade standards in corporate governance for companies listed in Thailand.Mr. Rapee Sucharitakul, Secretary-General of the Securities and Exchange
Office. Clause 10. The securities companies are allowed to upgrade its online branch office to full-service branch office provided that on the date the securities company upgrades its branch, it meets the