Under the existing regulations, each business operator allows to prepare the customer complaints’ handling report in its own style and classify the type of complaints as it deems appropriate. Such
who have to postpone their annual general shareholders’ meeting – and are subsequently unable to appoint an auditor – due to the spread of the novel Coronavirus (Covid-19). In this regard, CMSB
interrupt international travel plans of directors to the point that listed companies are unable to hold the board of directors’ meeting to seek approval of the companies’ financial statements.” In
, driven by new business models that enable them to reach a mass market. Despite their technical expertise, these companies are unable to enter the market because of regulatory hurdles. Therefore
According to the complaint handling report submitted by TMB and SEC’s further investigation, it was found that during August – September 2017, {D} and {A} jointly sold funds to a client. {D} forged
Complex Type 2 Investment Consultant
SEC Secretary General Ruenvadee Suwanmongkol said that after SEC has initiated the “SEC Caravan to Provincial Areas” project in accordance with the capital market development plan which is in line
Complex Type 2 Investment Consultant
Complex Type 2 Investment Consultant