Earlier, the Civil Sanction Committee decided to impose civil sanctions on Mr. Surin Banyongponglert in the case where he had sent trading orders of PICO shares in the manner of price manipulation
SEC Secretary General Ruenvadee Suwanmongkol said that after SEC has initiated the “SEC Caravan to Provincial Areas” project in accordance with the capital market development plan which is in line
Bangkok, 5 June 2017 ? The SEC is seeking public comments on the proposed amendments to the Securities and Exchange Act B.E. 2535 (1992) concerning three important matters: (1) regulatory sandbox, (2
audit the financial statements, and submit the audited financial statements to the SEC, as well as deliver and disclose the financial statements to the Stock Exchange of Thailand (SET) without delay so
obligation is performed by trust managers. However, trusts are listed securities on the Stock Exchange of Thailand; SEC therefore requires them to disclose information in the same way as securities issuing
SPRC disclosed information via the Stock Exchange of Thailand Information System during 21-26 February 2020 regarding the business email compromise that occurred in late 2019, which resulted in
Bangkok, December 11, 2014 ? The Securities and Exchange Commission, Thailand (SEC) and alliances comprising the Bank of Thailand, the Office of Insurance Commission, the Stock Exchange of Thailand
director? opinion for further consideration on each director ?s performance under the SEA. With respect to this transaction, the SEC closely coordinates with the Stock Exchange of Thailand (SET) in support
director? opinion for further consideration on each director ?s performance under the SEA. With respect to this transaction, the SEC closely coordinates with the Stock Exchange of Thailand (SET) in support
and relevant to the client's investment decision. From the Stock Exchange of Thailand's securities trading inspection report on Electronics Industry Public Company Limited (EIC), the SEC further probed