joint venture of RASA. Miss Chanthani used such non-public information material to gain unfair benefits over other persons by virtue of her position as a directors’ secretary of RASA. SEC Act S.241 in
unfair benefits over other persons by virtue of his position as a Chairman of TIES. SEC Act S.241 Settlement Committee Meeting No. 10/2016 Settlement Committee Order No. 103/2016 Dated 02/12/2016
material to gain unfair benefits over other persons by virtue of his position as a Chairman of TIES. SEC Act S.241 in conjunction with Section 86 of the Penal Code Settlement Committee Meeting No. 10/2016
Company Limited (“Daol”) failed to order or act duty resulting in Daol engaged in act which may cause damage or constitute an unfair advantage to its customers or other interested person as specified in the
be in line with the definitions of the terms prescribed in the Securities Law. The proposed regulations aim to better clarify the terms, prevent unfair trading practices related to digital assets and
178,713,420.36 31,807,149.07 1,643,024.07 2 5 Offences/Year 2023 Signed a Letter of Consent Filing a lawsuit to the Civil Court Director of Company Unfair Securities Trading Activities *This offense was committed
securities for business take-overs, and prevention of unfair securities trading practices. Such power shall include: (1) the issuance of rules, regulation, notifications, orders, or directions under this Act
later disclosed to the public in the evening of February 28, 2014.The use of inside information to trade securities to gain unfair benefits over other investors is in violation of Section 241 of the