) “representative” means a person appointed by a management company as an agent for selling investment units or receiving requisition of investment unit redemption, and in case the management company is a private
securities investments; “investment advisory agent” means a natural person other than director or officer of the investment advisory company, appointed by the investment advisory company to be an advisory
ซักซ้อมความเข้าใจเกี่ยวกับการเพิ่มทางเลือกในการใช้บริการผู้ดูแลผลประโยชน์ของคู่สัญญา (escrow agent) เพื่อเก็บรักษาหรือดูแลทรัพย์สินของลูกค้า
ชื่อผู้ได้มา/จำหน่าย :?GOLDMAN SACHS INTERNATIONAL (acting through its agent GOLDMAN SACHS (ASIA) L.L.C.) | ประเภทหลักทรัพย์ : ใบสำคัญแสดงสิทธิที่จะซื้อหุ้น | วันที่มีหน้าที่ : 30/05/2545
. ----------------------------- Notification of the Securities and Exchange Commission No. SorNor. 31/2547 Re: Appointing System of Custodian Agent By virtue of Section 4(3)(G) of the Notification of the Securities and Exchange Commission No
. ----------------------------- Notification of the Securities and Exchange Commission No. SorNor. 31/2547 Re: Appointing System of Custodian Agent By virtue of Section 4(3)(G) of the Notification of the Securities and Exchange Commission No
approved by and registered with the Office, whose main objective is to promote and develop securities business in the category of asset management; “Custody agent” means any person whom a registered person
with the Office, whose main objective is to promote and develop securities business in the category of asset management; 1“Custody agent” means any person whom a registered person appoints as an agent to
with the Office, whose main objective is to promote and develop securities business in the category of asset management; 1“Custody agent” means any person whom a registered person appoints as an agent to
, decreasing 8.7% YoY – from Covid-19 pandemic. Number of “Boonterm kiosk” was 130,357, increasing 0.9% YoY. Banking agent business (of which the Company is the agent for 6 commercial banks: KTB, KANK, BAY