Co., Ltd., the SEC ordered the company?s board of directors to address the shortcoming in its internal control to make sure that the company?s controlling and monitoring systems function effectively.
strongly advised to thoroughly check and make sure that all receipts or evidence of payment are issued by the companies in charge. In case of making an agreement to buy an investment product outside the
November in Singapore. The SEC engaged in various meetings and seminars, including discussions with representatives from the Monetary Authority of Singapore (MAS) to exchange knowledge, experiences, and
interactive sessions, including workshops and case studies, that engaged approximately 200 industry participants, including executives, analysts, and consultants from across Thailand’s capital markets. These
who have been engaged in the business before the effective date of the notification to comply with the capital requirements by maintaining the initial capital to no less than 5 million baht within two
advise investors to be cautious and use services of licensed securities companies only to make sure that they are protected by law under the SEC supervision. The list of licensed securities companies is
associated with digital assets. The SEC recommends that anyone interested in trading digital assets study information and all associated risks carefully and make sure that they are capable of accepting the
market. This MOU will serve as a turning point in deepening the breadth and depth of Korea-Thailand relationship in the overall financial market. Building on this momentum, I will make sure that we
make sure that the clients would open a separate trading account from a traditional one and prepare service agreements and comply with the existing rules on work systems and professional duties.In light
, effective from 17 March 2020. Investors are strongly advised to thoroughly check and make sure that the evidence of all transaction records, both buy and sell sides, is genuinely issued by the banks or the