PowerPoint Presentation Summary of The Securities and Exchange Act (No. 6) B.E. 2562 The SEA (No. 6) consists of 6 topics 2/10 Supervision of securities business Supervision of mutual fund management
standard terms and boilerplates.?Reflecting on the meeting?s discussions, Mr Thawatchai Kiatkwankul, Director of the SEC ' s Accounting Supervision Department noted that any initiatives to raise quality
andard terms and boilerplates.?Reflecting on the meeting?s discussions, Mr Thawatchai Kiatkwankul, Director of the SEC ' s Accounting Supervision Department noted that any initiatives to raise quality
will monitor the progress of the ongoing legal proceedings and collaborate fully with relevant agencies in subsequent processes after the filing of the criminal complaint to support law enforcement
company under the SEC supervision, first of all, the complainant should contact the compliance unit of the company directly because the compliance unit is authorized to monitor staff operations according to
with significant improvements: 11 Principles - staff professionalism and independence - cooperation with domestic authorities to exchange information and discuss development and monitor systemic risks of
with significant improvements: 11 Principles - staff professionalism and independence - cooperation with domestic authorities to exchange information and discuss development and monitor systemic risks of
academic stages for interesting issues for exchange of views, and supports development and application of innovations and technology in capital market processes. SEC will monitor progress in aspects and
and innovation to enhance developmental efficiency, supervision and investor protection appropriately in all aspects. Regarding digital assets, SEC must closely monitor and supervise digital asset
One Report ESG Issues AGM FAQ Capital market professionals/gatekeeper CSR Whistleblower Audit committee About us Overview Detail Content SEC Roles C oncept “Supervision” is the core