(PAP) through the trading account of another person to seek unlawful personal gain.Following a referral from the Stock Exchange of Thailand (SET), the SEC?s further investigation has revealed that on
Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak
. SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved rule revisions to allow underwriters to trade underlying securities of securities
Bangkok, November 26, 2014 - The SEC revealed that the Settlement Committee fined {A} {B} and {C}, as principal, along with two aiders and abettors, namely {D} and {E} for using inside information to
Bangkok, October 28, 2014 ? The SEC revealed that the Settlement Committee imposed a total fine of 2,074,121.25 baht on Sermkirt Kangsathein, Wichian Ursiripant and Pratheep Wongkulnit for
Bangkok, October 28, 2014 ? The SEC revealed that the Settlement Committee imposed a total fine of 1,887,659.33 baht on Sumit Chanmatee and Satja Janetumnugul, as principal, for using inside
Bangkok, October 28, 2014 - The SEC revealed that the Settlement Committee imposed a total fine of 1,887,659.33 baht on {A} and {B}, as principal, for using inside information to purchase {X1
Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board recently resolved to approve additional type of mutual fund selling agents which must: (1) be state enterprise which is non
, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved the relaxation on rules applicable to mutual funds for AIs (institutional and high net worth investors). The relaxed