Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with
) Philippines, and starts with providing analysis and advice on securities not having complex characteristics, such as stock, bonds, mutual fund, collective investment schemes (CIS) and real estate investment
allowing to invest not less than 65% of net asset value in listed securities on the Stock Exchange of Thailand and the notification on waiving fees for the application and registration of such funds for
and relevant to the client's investment decision. From the Stock Exchange of Thailand's securities trading inspection report on Electronics Industry Public Company Limited (EIC), the SEC further probed
that may fall under the category of investment company, and to ensure that their operation does not demonstrate the objective of seeking investment returns for investors in a similar manner to operating
Collaboration for Combating Investment Scams Project, initiated by the Stock Exchange of Thailand (SET). The project aims to facilitate multilateral cooperation to fight against fraudulent activities through
Facebook page ชื่อ Stock trading : Unlicensed securities and derivatives business (Disclosure Date : 15/01/2024)
Facebook page Online Stock Trading : Unlicensed securities and derivatives business (Disclosure Date : 25/03/2022)
Facebook Page ชื่อ Stock leader : Unlicensed securities and derivatives business (Disclosure Date : 23/01/2024)
Facebook page ชื่อ Stock InvestDiary : Unlicensed securities and derivatives business (Disclosure Date : 06/11/2023)