. 6/2020 Settlement Committee Order No. 28/2020 Dated 18/11/2020

private company bond. SEC Act S.98(3)? Settlement Committee Meeting No. 1/2020 Settlement Committee Order No. 2/2020 Dated 23/01/2020

to order or act her duty resulting in Asia Wealth Asset Management violation of section 113 of the Securities and Exchange Act B.E. 2535. Asia Wealth Asset Management failed to comply with the rules

-axa reported the appointment of such position on February 14, 2020. SEC Act S.113 Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 15/2020 Dated 20/05/2020

sufficient and effective systems of operation, control and risk management. SEC Act S.113 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 26/2020 Dated 02/09/2020

business on June 12, 2019. SEC Act S.250 Settlement Committee Meeting No. 1/2020 Settlement Committee Order No. 1/2020 Dated 23/01/2020

which may cause serious damage to the benefit of the people. SEC Act S.117 133 paragraph 2 and 136 Settlement Committee Meeting No. 2/2020 Settlement Committee Order No. 8/2020 Dated 13/03/2020

Settlement Committee Order No. 26/2020 Dated 02/09/2020

submitted to the SEC Office and the SET on August 31, 2018. SEC Act S.56(2) Settlement Committee Meeting No. 2/2020 Settlement Committee Order No. 6/2020 Dated 13/03/2020

Mr. Jeremy Lechemere King Between December 12, 2016 and July 1, 2019, Mr. Jeremy Lechemere King, chief executive officer of Siam Knight Fund Management Securities Co.,Ltd. (?SKFM?), failed to order