. In case of the occurrence of any event which may significantly affect the governance of information technology, the policy on the governance of information technology shall be reviewed without delay
contingent liabilities which require payment by cash or other assets from the securities company upon occurrence of the specified events; (c) other contingent liabilities as stipulated by the SEC Office
cash or other assets from the securities company upon occurrence of the specified events; (c) other contingent liabilities as stipulated by the SEC Office. “qualified liabilities” mean: (1) liabilities
compliance and oversight framework in place, and to notify the SC of any occurrence of the non-compliance and any other events that have a material adverse impact on investors. • RRs must at all time satisfy
occurrence of any of the following cases: (a) the public attorney issues a final order not to prosecute the case or the court issues a final judgement to dismiss the case; (b) the imprisonment or suspension
incurred in all cases; 5. Upon occurrence of any suspicious ground that the Password becomes known to other persons who have no authority or relevant responsibilities, the Applicant shall change the Password
Password of SEC Account. In the case where other persons know and are able to log into SEC Account, the SEC Office shall not be liable for any damage incurred in all cases; 5. Upon occurrence of any
Account, the SEC Office shall not be liable for any damage incurred in all cases; 5. Upon occurrence of any suspicious ground that the Password becomes known to other persons who have no authority or