products due to the following reasons: (1)   Those products above are not digital assets approved by SEC under the governing law;  (2)   Those products above have not been screened with regard to their

service and soliciting the public to invest in digital assets, which may be liable to fraud and cause damage to the public.   Pursuant to the Royal Decree on Digital Asset Businesses B.E. 2561 (2018), the

taken into account the important role of PF and DF marketing agents in soliciting investors to use investment management services of such funds. They cover key areas such as (1) the criteria for granting

Following the tips from various sources to SEC, it has been found that DB Hold had been soliciting people via social media to invest in newly issued shares alongside with products that may be

governing law; (2) These ICOs have not been screened by the SEC-approved ICO portals; (3) Necessary and sufficient information on these ICOs may not be disclosed to support investors’ decision making; (4

complaint from an investor and further investigated the case. It was revealed that she failed to make a risk tolerance assessment before soliciting the investor to buy units of mutual funds.In addition, {B

Earlier, the SEC received tips from the concerned public and stakeholders that unlicensed digital asset business operators, both local and foreign, were soliciting investments and services to the

Bangkok, July 26, 2016 ? The Criminal Fining Committee has imposed a fine of 500,000 baht on Mr. Sakorn  Suksriwong for soliciting a person to purchase shares of BFIT Securities Public Company

.""Scammers usually try to lure investing public with a variety of ways. Mostly found today is soliciting general public to invest in derivatives on gold and crude oil, for instance, with unreal return of

assets approved by SEC under the governing law;  (2)    Those products above have not been screened with regard to their qualifications and smart contracts by SEC-approved ICO portals; (3)    There might