this regard, SEC has included the Notification of the Department of Business Development regarding Measures for Handling the Spread of COVID-19 in Case of Possible Impact on the Holding of Juristic
communication system, the system for client registration, confirmation and Know-Your-Client (KYC) identification and account opening, the complaint handling system, and the human resources management
under the SEC Responsibility Complaint Handling Procedure Samples of Documents or Evidence Matters under Supervision of Other Laws Whistleblower SHARE : For More Information ContactUs SEC Complaint
investors’ rights. For example, having personnel readiness and work systems related to duty performance and establishing preventive measures and effective handling of conflicts of interest; (4
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, in consultation with the https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-digital.docx translate-spv.docx incurred in the actual handling of the matters shall be taken into
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Management investment support buildings Buildings supporting the collection, handling, or processing of municipal solid waste are subject to the corresponding Waste Management Criteria. Land Use investment
: (1) arrange to have a unit or personnel to be responsible for receiving and handling the customer complaint; (2) arrange to have regulation in writing which establishes procedures for receiving and