manner of boosting the share prices, matching orders among themselves, or executing trading orders in a manner of obstructing trading activities of other persons. Their actions misled the general public
personal relationships and/or connections in relation to placing, knowing about or colluding to place trading orders and/or allowing other persons to use securities trading accounts had placed SCN share
TRITN securities by continuously placing buy or sell orders with the intention to cause the price or trading volume of TRITN securities to deviate from normal market conditions, with (4) Natthawat
The existing regulations for newly issued share offering through PP require that listed companies submit an application for approval to the SEC and disclose material information related to the
(2018-2037). In this regard, the SEC has revised the SMEs share offering rules to provide SMEs with wider choices of fundraising channels, including share offering to the issuer’s group of companies
Bangkok, 20 July 2018 ? The SEC has imposed civil sanction on 24 individuals who conspired or rendered assistance to manipulate the share price of Millcon Steel Public Company Limited (MILL). The
Earlier, the Capital Market Supervisory Board passed a resolution approving the amended regulations for newly issued share offering of listed companies through private placement. Essentially, the
Bangkok, March 21, 2011- The Criminal Court has sentenced {A} to a fine of 600,000 baht for aiding or abetting the manipulation of the share price of Chai Watana Tannery Group Plc. (CWT).The SEC, on
manipulative trading caused the TRAF share price to be inconsistent with the normal market conditions. In addition, Jantharapa, then an investor contact at KTB Securities, aided and abetted manipulative trading
shares on April 29, 2008 and RCI shares on May 2, 2008 in such a way that manipulated the prices of those shares, resulting in large trading volumes and change of share price inconsistent with normal