Bangkok, 14 March 2021 – The Securities and Exchange Commission (SEC) has appointed Ms. Naovarat Chantavanich as Assistant Secretary-General – Internal Excellence Division, in charge of the Finance
case is in the process of inquiry by the inquiry official of Economic Crime Suppression Division. SEC Act S.243(1) in conjunction with 244(1)(2)(3) Criminal Complaint Filed with an Inquiry Official
condition. This case is in the process of inquiry by the inquiry official of Economic Crime Suppression Division. SEC Act S.243(1) in conjunction with 244(1)(2)(3) Criminal Complaint Filed with an Inquiry
Suppression Division. SEC Act S.243(1) in conjunction with 244(1)(2)(3) Criminal Complaint Filed with an Inquiry Official Dated 29/12/2020
Suppression Division. DAB Act S.26 Criminal Complaint Filed with an Inquiry Official Dated 02/07/2021
a separation of duties in important business units which would result in check and balance; there is an internal audit unit which reports directly to the audit committee; there is a clear line of
e-service Online Submission See canceled document Others (Securities Business) >> Separation of Securities and Finance Businesses & Merger (section 90) Type Title Section See Document Status