inquiry official informed the SEC to refile a separate criminal complaint against each alleged offender and its related person. DV Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 17/12/2012
other related rules. The draft amendment, having previously undergone a focus group consultation, aims to remove impractical procedures and enhance consistency of relevant provisions under the principle
Thailand regarding purchases of digital assets overseas and payments for related expenses. The intended outcome of the proposed amendment is to promote consistency and common standards of business operation
allow more time for preparing necessary documents and ensure consistency with the guidelines for submitting other documents as required. The consultation paper is available at https://www.sec.or.th/TH
appropriateness and consistency with current situations. The two notifications are: (1) Notification of the Office of the Securities and Exchange Commission regarding Reporting of Results of Public Offering
offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to
imposed on them and paid separate civil penalties at the total amount of more than 120 million baht. The six offenders are: (1) Mr. Sathit Roongwatanapak, (2) Mr. Chavin Roongwatanapak, (3) Ms. Tanyapa
Kong Covered Fund to the public in Thailand. 5. In view of the differences between the Thai and the Hong Kong regulatory regimes, and to ensure proper investor protection and consistency with the
regulatory regimes, and to ensure proper investor protection and consistency with the existing Hong Kong regime for authorised retail funds, this circular sets out the additional requirements with which a Thai