beginning of 2020. Most respondents were in favor of the regulatory updates and suggested that other regulations could be used to oversee fund management and provide investor protection. The
standards of conduct, especially the executives who oversee compliance of business operators in accordance with the law, standards and ethics of business operation, to build investors’ confidence
Arthur Robbirt, a British citizen, on account of jointly operating securities business without license.The SEC has been informed by foreign investors residing in Thailand that Global Consultant ? located
Authority ประเทศนิวซีแลนด์ และ Mr. Gerard Fitzpatrick, Senior Executive Leader จาก Australian Securities and Investments Commission (ASIC) ประเทศออสเตรเลีย
risk management capacity and lower potential disruption to the overall market in compliance with international standards. Essentially, the amendment would require that the senior management of securities
Mr. Wichan Worasittanon Mr. Wichan Worasittanon, the Senior Vice President of Accounting and Finance, who is responsible for the operation of Home Product Center Public Company Limited ("HMPRO
picture (from left to right):1. Ms. Panadda Tirawattanapong, SEC Senior officer of Corporate Finance Department - Equity 12 Ms. Duangkamol Ruengchinda, SEC Assistant Director of Corporate Finance
Mr.Kerati Panichewa During 3-26 October 2012, Mr.Kerati Panichewa, senior executive of a company that was another TIP major shareholder, sold 576,000 shares of TIP through his account in such a way