management guidelines and data storage. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=590. Stakeholders and interested parties are welcome to send comments or
products which are not listed on the https://publish.sec.or.th/nrs/6611pe.doc 6611pe_r.pdf only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an
send an email to sawarin@sec.or.th. For paper comments, please send them to: The Intermediaries Policy Department, the Securities and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8149 SEC
facilitate listed companies? news verification system. Mr. Prasong Vinaiphat, Deputy Secretary-General of the SEC revealed that ?The SEC will send a circular letter seeking cooperation from all listed
through his client's account without evidence of client's orders. The SEC found out from the recorded conversation between {A} and the client, which showed that the client had entrusted {A} to send trading
, CIG president, who conspired with Phoonsak and Saksilpa, marketing officer (investor contact) of Cyrus Securities Plc., to deliberately send trading orders for CIG shares in such a way that misled and
according to AEC member Sak Korsaengreung?s press interview yesterday, the AEC has not decided whether or not to send such information to the SEC. He also criticized the SEC at the interview with the comment
explanation to the SEC accordingly. In performing duties, investment consultants can send trading orders only when obtaining instructions from the clients. They are not allowed to make securities
the transactions and permitted {A} to continue trading in attempt to recover loss incurred in the trading account.In performing their duties, investment consultants can send trading orders only when