measures for protecting shareholders and investors.“Supervision of securities trading activities to ensure market orderliness and fairness is one of the measures for protecting the interests of shareholders
are different from REIT regulations. For example, the real estate-backed ICO currently lacks a mechanism for monitoring and overseeing the management of assets and for protecting the interest of
“bondholders’ representative,” who serves as a crucial mechanism for safeguarding and advocating for bondholders. The bondholders’ representative is required to comply with the Securities and Exchange
investors should understand, minimise and manage the conflicts of interest that they face and behave ethically, ensuring that they maintain focus on advancing beneficiary or client interests and disclosing
© OECD 2015 5 I) Ensuring the basis for an effective corporate governance framework; The chapter emphasizes the role of corporate governance framework in promoting transparent and fair markets, and the
action* can be another legal option for protecting investors? interest.Guest lectured by Appeal Court Judge Pongdej Wanichkittikul to stakeholders from listed companies, the Thai Investors Association and
including ensuring that business partners have implemented sustainable and values-based business policies and procedures. (4) Responsibilities to the community by applying business knowledge and experience
cover ensuring market orderliness, improving securities laws to be on par with international standards, enhancing effective enforcement, increasing transparency, and promoting investment innovations. In
their own rights. The SEC has used important measures in building confidence of investors as shareholders or potential shareholding. For Example: Ensuring full and fair information disclosure so that
เสียงข้างน้อย (Protecting Minority Investors) ซึ่งเป็นด้านที่ ก.ล.ต. ได้มีบทบาทในการเข้าร่วมในการปรับปรุงและผลักดันมาตรการต่าง ๆ ได้ปรับสูงขึ้นมาอยู่ที่อันดับที่ 3 ของโลกจากเดิมอันดับที่ 15