last year. ?We are planning to lend more weight on quality improvement of our volunteers and in-depth data analysis. Work systems to accommodate such operations are being developed to ensure timely

to ensure economy of scale for such investment management. In addition, asset management companies view that the existing rules that allow management of mutual funds through investment in other

investment to deal with legitimate business operators only to ensure proper legal protection.  To protect yourself, please check list of licensees at the SEC?s website (www.sec.or.th) while list of companies

. Selling agent must comply with specified criteria, for example, selling agent must examine investor?s characteristics before offering for sale of the product to ensure that the offer has been made to

that rationale is not the only factor influencing investment decision making while the regulator should put in place proper regulations to protect investors and provide appropriate investment

continues to emphasize the importance of adequate measures to protect the clients’ interests and personal information. In this regard, business operators are required to put in place operational systems as

of good corporate governance (CG).  After listing, the supervisory mechanism will ensure that listed companies maintain their quality, operate business with integrity, have an internal control system

relation to their internal governance and with regard to their external role as investors in companies and other assets. Both help to ensure that institutions deliver fully and effectively their obligations

supervise and ensure fair treatment for retail and SME customers will pose a heightened challenge to banking performance. To cope with these issues, commercial banks may have to fine-tune their strategies

, the intermediary shall comply with Clause 11 and Clause 23(4) of this Notification only. Clause 4 The rules in detail under this Notification are prescribed to ensure that intermediaries comply with the