of regulators and to contribute to a culture of compliance by companies, in the interest of protecting investors and creating confidence in markets. It can serve as a basis for reform and self
while also increasing measures for protecting investors. For example, the offering of bills of exchange will be limited to a certain number of investors, and a representative of debenture holders will be
awareness about the importance of financial and investment planning which includes managing personal finance, building up wealth, and protecting themselves from being a victim of financial frauds and scams
hearing on the proposed principles and relevant draft regulations which aim at ensuring that the ICO rules have adequate and appropriate mechanisms for protecting investors while promoting the ICO issuer’s
assessment. Protecting Minority Investors The SEC office has involved and supported in the Protection of Minority Investors Topic along with the Department of Business Development, the Ministry of
(intermediaries) to support efficient management of operations and risks in line with the changing landscape, business trends, and the Corporate Governance Code (CG Code) while protecting the interest of the
equipped with knowledge and capability in trading futures contracts and protecting their own interest. Notification of the Securities and Exchange Commission No. KorThor. 3/2551 Re: Additional Determination
capital market and adopt holistic approach to make a clear role for each party. SEC will be responsible for issuing regulations, regulating, enforcing rules and protecting interest of minority shareholders
คะแนนที่ดีขึ้นมีอยู่ 2 ด้าน ได้แก่ การขออนุญาตก่อสร้าง (Dealing with Construction Permits) และการคุ้มครองผู้ลงทุนเสียงข้างน้อย (Protecting Minority Shareholder) ก.ล.ต. ได้มีบทบาทในการเข้าร่วมในการ