that “investment is risky, investors should consider the information prior to making an investment decisions” at a size not smaller than the general statements in the above-mentioned documents, which
continuing a relationship, which should be discontinued. 7 Does the firm have any particularly risky clients or risky industry (e.g. Finance and Securities, Banking, Insurance, Energy & Utilities, Mining
assurance that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and Securities - Banking - Digital Assets
เป็น plain product ที่มีความเสี่ยงสูง (plain/risky product) ซึ่งก าหนดให้ sales process มีลักษณะเช่นเดียวกับ complex product (ดูรายละเอียดข้อ 3.1 หน้า 11-14 ของเอกสารฉบับนี้) ก. infrastructure fund และ
“Risk Factors” and separate different types of risk factors into different subsections. 3. In case of offering for sales of unusually risky debt securities, highlight the riskiness of securities on the
risky because the work offshored is still at a low level. 6. Audit risks related to developments in the audit firms and profession Auditor liability: ongoing legal cases are testing auditor liability; the
สร้างความแข็งแกร่งและยืดหยุ่นให้แก่ผู้ลงทุน โดยเทคโนโลยีอาจทำให้ผู้ลงทุนรายย่อยมีแนวโน้มที่จะรับความเสี่ยงจากการซื้อขายหลักทรัพย์ (take risky trading) ซึ่งส่วนหนึ่งอาจมาจากการที่ผู้ลงทุนไม่ได้รับข้อมูล
Initial Public Offering (IPO) and its first day trade under “BAM” on 16 December 2019. The overall IPO shares are as follows: 1. Up to 280,000,000 new common shares for the IPO 2. Up to 1,255,000,000 common
company’s Initial Public Offering (IPO) and its first day trade under “BAM” on 16 December 2019. The overall IPO shares are as follows: 1. Up to 280,000,000 new common shares for the IPO 2. Up to
different types of risk factors into different subsections. 3. In case of offering for sales of unusually risky debt securities, highlight the riskiness of securities on the cover page. IV. MARKETS A