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>ที่ กลต.นธ.(ว) 32 /2563 เรื่อง ซักซ้อมความเข้าใจเกี่ยวกับการคำนวณค่าความเสี่ยงจากการที่บริษัทมีเงินลงทุนกระจุกตัวในบุคคลใดบุคคลหนึ่ง (Large Exposure Risk)

http://law.sec.or.th/content/4529/7394/1#7394

Criminal Complaint Filed with an Inquiry Official Dated 25/06/2009

Glory Prosperity (Thailand) Co., Ltd. Glory Prosperity (Thailand) Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted

http://market.sec.or.th/public/idisc/en/Enforce

Criminal Complaint Filed with an Inquiry Official Dated 25/06/2009

World Trading Prosperity Co., Ltd. World Trading Prosperity Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such

http://market.sec.or.th/public/idisc/en/Enforce

The UK and the Thai Securities and Exchange Commission sign Memorandum of Understanding to promote inclusive economic growth in the Financial Services sector

facilitate greater access to finance and business opportunity for Thai FinTech industry; and sustainable finance such as promoting green bonds and climate risk disclosure for listed companies. Initially

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8434

แบบรายงาน/แบบฟอร์ม

แบบรายงาน_oper risk (สธ.12/2561)

http://capital.sec.or.th/webapp/nrs/nrs_main_search.php?chkPost=1&chkNo=1&doc_id=7672&SearchNo=

Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009

World Trading Prosperity Co., Ltd. World Trading Prosperity Co., Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section

http://market.sec.or.th/public/idisc/en/Enforce

SEC becomes a supporter of the Task Force on Climate-Related Financial Disclosures (TCFD supporter)

supporters. The TCFD recommendations support more effective climate-related disclosures that enable investors and stakeholders to analyze and compare climate-related risk management of businesses within the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8746

English (United States) News_Detail

Financial Technology (FinTech) to facilitate greater access to finance and business opportunity for Thai FinTech industry; and sustainable finance such as promoting green bonds and climate risk disclosure

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8434&NewsNo=162&NewsYear=2020&Lang=EN

nrs_main_search.php?chkPost=1&chkNo=1&doc_id=10385&SearchNo=

แบบ RLA (Risk Level Assessment) [ปี 2567] Hash ID : f5a0a21c008f55ccced27f1b5967844645c6b90e6afeddc1aa5eca5cd042f386

http://capital.sec.or.th/webapp/nrs/nrs_main_search.php?chkPost=1&chkNo=1&doc_id=10385&SearchNo=