Providing Compliance Unit of an Intermediary
Special Extension for Approved Status of Auditor, Financial Advisor and Compliance
การแจ้งแต่งตั้งและสิ้นสุดการแต่งตั้ง head of compliance
) Ethical requirement (ER): Compliance in this area was found insufficient in some firms, such as inadequate independence compliance testing due to the findings on incomplete identification of related parties
คุณสมบัติของผู้รับผิดชอบสูงสุดในหน่วยงานกำกับดูแลการปฏิบัติงาน (head of compliance) (ทลธ. 36/2560)
% Management service 1.1% Other income 1.2% Hotel Property development Food and beverage Management service Revenue from property development operations through sales of residential projects in both low rise and
sale/purchase ( ) Other (please specify) 3. Date of filing this report to the SEC 02/10/2019 90-day period (the first day being the date of action under item 2 which give rise to this reporting
which give rise to this reporting obligation) Baht/Unit, on the date of: 5. Information about the reporting person name Mr. Wangyoup Jhee 6. Person authorised to contact with the SEC (if any) Mr
via Zcom Securities 3. Date of filing this report to the SEC 12/12/2019 90-day period (the first day being the date of action under item 2 which give rise to this reporting obligation) 1.04 Baht/Unit
( ) Other (please specify) 3. Date of filing this report to the SEC 19/12/2019 90-day period (the first day being the date of action under item 2 which give rise to this reporting obligation) Baht/Unit