an approved person is in compliance with this Notification and the governing laws or associated regulations. Clause 5 The SEC Office shall have the authority to revoke an approval in the following
to comply with such rules or suspend the approval for appointment of representatives for the specified period or conditions or revoke the approval for appointment of representatives. Clause 6. This
rectify, undertake or omit from any acts in order to comply with such rules or suspend the approval for appointment of representatives for the specified period or conditions or revoke the approval for
specified period or conditions or revoke the approval for appointment of representatives. Clause 6. This Notification shall come into force as from 1 April 2005. Notified this 5th Day of January 2005 (Mr
fails to satisfy any condition set out under the first paragraph, the Securities and Exchange Commission may revoke its license. Clause 8. Fees for application and issuance of license for undertaking
business. If the licensee fails to satisfy any condition set out under the first paragraph, the Securities and Exchange Commission may revoke its license. Clause 8. Fees for application and issuance of
business, in case of a person under Clause 2(4). In case the approved person fails to comply with the conditions as prescribed in the first paragraph, the Securities and Exchange Commission may revoke such
occurs, the SEC Office may suspend the offer or revoke the approval in the part that has 2 Amended by the Notification of the Capital Market Supervisory Board No. Tor Jor. 23/2559 Re: Application and